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Financial Services Litigation

SLW represents firms in the financial services industry including brokers/dealers of securities, investment banks, private banks, commercial banks, credit unions, investment advisors and clearing firms. It is the role of SLW to assist and help those firms accomplish their business goals and to solve any legal challenges which they encounter.

 

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Securities Litigation

Broker/Dealer Disputes

Regulatory and Compliance

Restrictive Covenant,
Trade Secret and Unfair Competition Services

Customer Initiated Claims

Officer and Director Liability