Financial Services Litigation

Broker/Dealer Disputes

For more than 17 years, SLW has represented both securities firms and individual financial advisors in disputes before the New York Stock Exchange, Inc., NASD Dispute Resolution, Inc. and the American Arbitration Association. We have also represented broker-dealers, financial advisors and other entities in litigations and arbitrations concerning sales practices violations throughout the United States.

Our practice includes substantial experience in litigating disputes between and among securities firms and registered representatives regarding employment issues, including so-called "raiding" cases.

Throughout the country, we have routinely represented both member firms and registered representatives in injunction hearings in federal and state courts.

Contacts

Broker/Dealer Disputes

Michael B. Cosentino
mcosentino@slwllp.com