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Financial Services Litigation Customer Initiated Claims SLW has successfully defended firms and individual investment advisors in the securities industry against claims made by customers for investment losses, including claims alleging breach of contract, breach of fiduciary, unauthorized trading, failure to supervise, fraud, misrepresentation and churning. During the course of our representation, the firm has handled claims involving a variety of investment products, fee-based accounts, equities, bonds, mutual funds, options, and variable and fixed annuities.
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Contacts Customer Initiated Claims Michael B. Cosentino
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